EXPERIMENTATION AND POLICY
MOBILITIES:
PILOTING BUSINESS
IMPROVEMENT DISTRICTS IN SOUTHERN EUROPEAN CITIES
Llu�s Frago [2]
ABSTRACT � Research on policy mobilities has focused much of
its attention on studying how policies-from-elsewhere are learned, mediated and
translated into different contexts, either focusing on early (a priori)
and late (a posteriori) stages of policymaking processes without
encompassing their full scope. In conceptualising policymaking as inherently indeterminate,
open-ended and processual, this article introduces the ways in which pilot
policy experiments mediate the intersections between a priori and a posteriori phases of policymaking
processes. Drawing on the case of three Business Improvement
Districts (BIDs) policy programmes in Greater Barcelona (Spain) and Greater Lisbon
(Portugal), we discuss the importance of pilot policy experimentation through
four key practices: Concept testing, generative learning and knowledge exchange,
stakeholder engagement and policy translation. While not always comprehensive,
teleological or hermetically separate, these practices serve as a heuristic
framework to illustrate how policy experimentation shapes the learning,
mediation and translation of urban policies across different policymaking stages.
In so doing, we invite policy mobilities scholars to explore further the
experimentation with urban policies as arenas in which policies-from-elsewhere
are locally constituted and reconstituted across the diverse stages and
temporalities of policymaking.
Keywords: Policy mobilities; Experimental policies; Urban
policy experimentation; Urban policies; Business improvement districts.
RESUMO � EXPERIMENTA��O
E MOBILIDADE DE POL�TICAS: PROVAS-PILOTO DE BUSINESS IMPROVEMENT DISTRICTS
EM CIDADES DA EUROPA DO SUL. A investiga��o
em mobilidades de pol�ticas tem-se concentrado em estudar como pol�ticas
oriundas de outros contextos s�o aprendidas, mediadas e traduzidas em
diferentes contextos, frequentemente focando-se nas fases iniciais (a priori)
e finais (a posteriori) dos processos de formula��o de pol�ticas, sem
abranger todo o seu �mbito. Ao conceptualizar a formula��o de pol�ticas como
sendo inerentemente indeterminada, aberta e processual, este artigo introduz as
formas pelas quais as experi�ncias-piloto em pol�ticas medeiam as intersec��es
entre as fases a priori e a posteriori dos processos de
formula��o de pol�ticas. A partir do caso de tr�s programas de Business Improvement Districts (BIDs) na Grande Barcelona (Espanha) e na Grande Lisboa
(Portugal), discutimos a import�ncia da experimenta��o com pol�ticas-piloto atrav�s
de quatro pr�ticas-chave: teste de conceito, aprendizagem generativa e troca de
conhecimentos, envolvimento de partes interessadas e tradu��o de pol�ticas.
Embora nem sempre sejam compreensivas, teleol�gicas ou hermeticamente
separadas, estas pr�ticas servem como um quadro heur�stico para ilustrar como a
experimenta��o com pol�ticas molda a aprendizagem, a media��o e a tradu��o de
pol�ticas urbanas ao longo das diferentes etapas de formula��o de pol�ticas. Deste
modo, convidamos os acad�micos em mobilidade de pol�ticas a explorar mais aprofundadamente
a experimenta��o com pol�ticas urbanas como arenas onde pol�ticas oriundas de
outros contextos s�o localmente constitu�das e reconstitu�das ao longo das
diversas etapas e temporalidades da formula��o de pol�ticas.
Palavras-chave: Mobilidade de pol�ticas; pol�ticas experimentais; experimenta��o
de pol�ticas urbanas; pol�ticas urbanas; business improvement
districts.
�RESUMEN � EXPERIMENTACI�N Y MOVILIDAD DE
POL�TICAS: PROYECTOS PILOTO DE BUSINESS IMPROVEMENT DISTRICTS EN
CIUDADES DEL SUR DE EUROPA. La investigaci�n sobre las movilidades de pol�ticas se ha centrado principalmente
en estudiar c�mo las pol�ticas provenientes de otros contextos son aprendidas,
mediadas y traducidas en diferentes escenarios, enfoc�ndose generalmente en las
fases iniciales (a priori) y finales (a posteriori) de los
procesos de formulaci�n de pol�ticas, sin abarcar todo su alcance. Al
conceptualizar la formulaci�n de pol�ticas como inherentemente indeterminada,
abierta y procesual, este art�culo introduce las formas en que los experimentos
piloto de pol�ticas median las intersecciones entre las fases a priori y
a posteriori de los procesos de formulaci�n de pol�ticas. A partir del
caso de tres programas de Business Improvement Districts (BIDs) en la Gran Barcelona (Espa�a) y la Gran Lisboa
(Portugal), discutimos la importancia de la experimentaci�n piloto de pol�ticas
a trav�s de cuatro pr�cticas clave: Pruebas de concepto, aprendizaje generativo
e intercambio de conocimientos, implicaci�n de las partes interesadas y
traducci�n de pol�ticas. Aunque no siempre son comprensivas, teleol�gicas o
herm�ticamente separadas, estas pr�cticas sirven como un marco heur�stico para
ilustrar c�mo la experimentaci�n con pol�ticas moldea el aprendizaje, la mediaci�n
y la traducci�n de pol�ticas urbanas a lo largo de las diferentes etapas de la
formulaci�n de pol�ticas. De este modo, invitamos a los estudiosos de las
movilidades de pol�ticas a explorar m�s profundamente la experimentaci�n con
pol�ticas urbanas como espacios en los que las pol�ticas provenientes de otros
contextos son localmente constituidas y reconstituidas a lo largo de las diversas
etapas y temporalidades de la formulaci�n de pol�ticas.
Palavras clave: Movilidad de pol�ticas; pol�ticas experimentales;
experimentaci�n de pol�ticas urbanas; pol�ticas urbanas; business
improvement districts.
HIGHLIGHTS
�
Argues
that policy mobilities studies have either focused on early or late
policymaking stages
�
Discusses
the role of pilot experiments in the circulation of policy futures
�
Identifies
four practices through which pilot schemes are used to experiment with policies
�
Illustrates
such features with formal and informal pilot schemes in Southern Europe
�
Highlights
the role of academics as policy mobilisers
I. INTRODUCTION
Borough by borough,
neighbourhood by neighbourhood, this
pilot programme is expanding so that we can continue
to learn how sealed waste containers perform in a variety of settings. New
Yorkers want cleaner sidewalks and cleaner curbs � We will be looking [at] �
what works to enable us to take our streetscape back from mountains of black
bags (New York City Sanitation Commissioner, 26 July 2022)
In April 2022, the New York City (NYC) Mayor, Eric Adams, and the NYC
Department of Sanitation introduced the city�s first containerised waste bins
in Times Square. This initiative brings together public
agencies and businesses to clean up the streets, modernise waste collection and
reclaim public spaces by replacing sidewalk piles of trash bags with sealed,
rodent-resistant bins (Mahdawi, 2024). Originally targeting business
districts and recently expanding to residential neighbourhoods, some view this waste
containerisation programme as a public policy to boost urban competitiveness,
the premise being cleaner streets would enhance the city�s visual appearance
and business climate and attract more visitors. While that might be the case, this
programme also serves as an experimental approach to test its effectiveness before
potential city-wide implementation. Times Square has become the epicentre of this
experiment, as it has for previous rounds of redevelopment, and its success has
made it a model for other city boroughs (Gupta, 2023). Moreover, given NYC�s position in
various global-urban policymaking networks, it is more than likely that other
US cities, and perhaps those further afield, might look to learn from the
city�s approach.
This vignette speaks to the broad aim of this article,
which discusses the critical role of policy pilot programmes in the making-up
of policy futures. This article aligns with the growing debates in the approach
of urban policy mobilities examining how policies are potentially disembedded from, and translated into, different contexts (Baker & Temenos, 2015; Temenos et
al., 2019). However, it goes further by arguing for the need to rethink some
taken-for-granted heuristics in the studying of policymaking. This article brings attention to an absent conversation in
urban policy mobilities studies by examining how policy pilot programmes reveal
the �black box� of the power-laden processes behind policy learning, mediation
and adoption.
These debates
are well-established in the fields of public administration/management (Criado
et al., 2021; Hartley, 2005; S�rensen & Torfing, 2011) and political science (Lee
& Ma, 2020; McGann et al., 2018). They have recently gained traction in
geographical studies on environmental and urban governance (Bulkeley
et al., 2016; McGuirk et al., 2015, 2022). However, urban policy mobilities
studies have yet to fully explore the role of policy pilot programmes in policymaking
processes. Under these circumstances, we have seen some
academics criticizing the approach for focusing predominantly on the �ways in
which policies are adopted and translated in different national contexts after
they have been imported from elsewhere� (Valli
et al., 2024). While we acknowledge
this critique, it seems to view policymaking as a linear process. This
perspective partly overlooks the social-constructionist lens structuring the
approach, which emphasises the discursive and material practices through which
policies are learned and mediated before arriving at different places (Andersson & Cook, 2019; Baker &
McGuirk, 2019; Cook & Ward, 2012). This article,
however, takes a different perspective. �Echoing
and extending Lovell et al.�s (2023) work, its central argument is that the
dichotomy between early (a priori) and late (a posteriori) stages
of policymaking shaping policy mobilities studies obscures the inherently
non-linear and overlapping rhythms of policymaking processes. By focusing on policy experiments as mechanisms that
connect multiple policymaking stages, we situate how such experiments mediate
the intersections between pre- and post-institutionalisation phases.
Situated within these wider
intellectual debates, this article makes two arguments. First, it argues that policy
experiments are integral to policymaking processes, which start long before,
and may extend beyond, formal policy adoption and institutionalisation. We thus
suggest that policy experiments shape the learning, mediation and translation
of policies into different contexts. This approach enables policy mobilities
scholars to uncover the intricate webs of experiments and their potential
resonances in policy mobility and translation processes across different
temporalities (Lovell et al., 2023; Temenos,
2024; Wood, 2015). Second, it suggests that policy experiments are policymaking instruments
that can either undermine or legitimize the making-up of policies in different economic,
socio-spatial and political-institutional settings. Viewing policy experiments
through this lens invites us to rethink the processes and practices through
which policies circulate and become localized (Robinson, 2015, 2018; Valli et al.,
2024).
To substantiate these arguments, we draw on a qualitative research
strategy that combines in-depth semi-structured interviews and the analysis of
secondary materials. Specifically, we examine three Business Improvement
Districts (BIDs) policy experimentation programmes in Southern European cities.
The case of Greater Barcelona (Spain) illustrates how such
programmes have been used both a priori and a posteriori policy
adoption. The case of Greater Lisbon (Portugal) showcases their role a
priori to BID policy adoption. Comparing these instances provides
complementary insights into the multifaceted nature of policy pilot initiatives
within different stages of policymaking. This qualitative approach involved
over 30 semi-structured interviews (lasting between 50 and 175 minutes) with a
diverse array of senior and non-elite actors, including elected politicians,
government officials, �middling� technocrats, business elites, policy
consultants and academics. These interviews were supplemented by the analysis
of policy briefs, national and regional policy documents, BID reports and
consultant presentations. Together, these data sources inform our exploration
of four overarching practices: Concept testing, generative learning and
knowledge exchange, stakeholder engagement and policy translation. Together, these
practices serve as a heuristic framework to examine how
policy experimentation influences the learning, mediation and translation of
urban policies across different policymaking stages.
Following the introduction, the next section reviews existing work on
urban policy mobilities and engages with the fields of political science/public
administration and geographical perspectives on environmental governance to argue
that policy experimentation processes have been overlooked in policy mobilities
studies. We then introduce four overarching practices � concept testing,
generative learning and knowledge exchange, stakeholder engagement and policy
translation � to illustrate how policy experiments interconnect multiple stages
of policymaking processes. These practices are substantiated through three BID
policy experiment programmes in two Southern European contexts. The final
section discusses the importance of incorporating policy experiments into policy
mobilities studies to better conceptualise the practices and resources of policy
learning, mediation and translation across the different stages of policymaking
processes.
II.
LEARNING,
MEDIATING AND TRANSLATING POLICY IDEAS: POLICY MOBILITIES, EXPERIMENTATION AND
THE REINVENTION OF POLICY FUTURES
Over recent decades, policymakers have faced pressure to address various
global-local issues, including climate change (Meerow, 2017), economic development (Ward, 2007) or public health (McCann &
Temenos, 2015). In response, they have scanned the
wider policy landscape and engaged in benchmarking practices that compare city
rankings and indices (Acuto et al.,
2021; McCann, 2004). These have been facilitated by a
quantitative comparative infrastructure of urban public life, in the form of
graphs, numbers, pictures or digital simulations, as a way �to create
equivalence between different places, making policy transfer � possible� (Prince, 2011,
199). These comparative gestures are, of
course, not new. Writing three decades ago, Harvey (Harvey, 1989) noted a �general consensus � that
positive benefits are to be had by cities [and policymakers] taking an
entrepreneurial stance�. Within these broader practices, specific attention has
been placed on the ways through which particular policies and places have been socially
constructed as �best practices� due to their successes and potential
replicability in other contexts (Papanastasiou,
2024; Whitney, 2022).
The approach of urban policy mobilities has examined the processes, practices
and resources through which these �best practices� have been potentially
selected, learned, mediated and translated by a range of social actors to rethink
the existing policy status quo (Baker &
Temenos, 2015; Temenos et al., 2019). While certainly not a coherent
paradigm, the approach has key theoretical orientations. One is a
relational-territorial perspective to the study of cities and policies. In
particular, policy mobilities studies conceptualise policymaking as a
simultaneously interconnected and context-specific process, examining how it is
both shaped by socio-spatial and power-laden struggles, and the global-urban circulation
of �best practices� (Papanastasiou,
2024; Temenos & McCann, 2013). In this
sense, policy mobilities studies have argued that �there is nothing natural
about which policies are constructed as succeeding and those that are regarded
as having failed� (Ward, 2006, p. 70).
Building upon these features, the approach has spurred studies examining
how power and politics intertwine and the practices through which uneven social
actors and networks discursively and materially frame expertise and truth
claims. Particularly well-documented is the social labour of consultants,
policy elites and other global economic forces in circulating specific policy
repertoires through persuasive informational infrastructures (Prince, 2011;
Rapoport & Hult, 2017; Whitney, 2022). For instance, in the 1990s, senior
figures from US BIDs and their corporate interests became �international
talk-shops�, advocating the replicability of their perceived successes elsewhere
(Cook, 2008; Cook
& Ward, 2012; Michel & Stein, 2015). While generative, more recent
scholarship has highlighted the increasing power of media, spanning blogs, news
articles and increasingly digital platforms, in the construction of what
constitutes �best� and �worst� practices. By mediating and accelerating the
�fast circulation� of policy narratives, these platforms frame certain policies
as models to emulate while sidelining others (McCann, 2004;
Montero, 2016; Ward, 2024). Of course, such practices and
resources are rarely neutral, as media narratives often align with specific
agendas or ideologies, perhaps amplifying controversies or downplaying failures
to reinforce dominant discourses.� �����
Yet, this intellectual focus on elite-driven and media-amplified
�successes� highlights a critical gap in the study of policy mobilities: the
tendency to privilege successful policy mobilisations while overlooking
alternative outcomes. Indeed, �success/presence� represents just one of many
possible trajectories in policymaking (Lovell, 2019;
Temenos & Lauermann, 2020). Responding to this gap, Temenos (2024) calls for a broader exploration of
discursive and material policy failures. Her study of harm reduction drug
policy in post-socialist Budapest illustrates discursive failure as arising
from how policies are framed and understood, often leading to misunderstandings
or outright rejection. Material failure, meanwhile, refers to the selective
adoption or non-adoption of specific policy features. Given the inherent
complexities of policy adoption, understanding how policies are made, re-made,
embraced or rejected requires attention to their unfolding across multiple
temporalities. This interconnected view of discursive and material success/failure
deepens our grasp of the learning, mediating and translating of public policies.
Such a nuanced approach aligns with Peck and Theodore�s (2012, p. 22) call to engage with the �complex
webs of experiments, failures and alternatives� as essential to understanding the
�wider patterning of [potential] policy transformation�, adoption and institutionalisation
over time.
While policy mobilities studies have excelled
at unpacking the social, material and discursive practices through which policy
best practices are learned, mediated and translated, the approach has not
always been explicit about the stages of the policymaking process it addresses.
Here, Lovell et al. (2023) note that much of the existing research tends
to examine either the early stages of policymaking, a priori to
policy implementation, or in later stages, a posteriori formal adoption.
This dichotomy highlights an idiosyncrasy within an approach that emphasises policymaking
as an inherently indeterminate, multilateral and open-ended process (Temenos,
2024; Wood, 2015). We do not suggest that focusing on these
discrete policymaking stages is unsuitable for studying the making-up of
policies, nor do we advocate abandoning these two strands of inquiry. Instead, we
suggest that policymaking processes often resist linear categorisation into
distinct stages, as they are inherently messy and shaped by overlapping rhythms
and tempos. Recognising this nuanced aspect provides
opportunities to explore mechanisms like policy experiments as pivotal
instances for understanding how policymaking unfolds. Policy experiments, as mechanisms
that transverse multiple policymaking stages, can shed light on the
intersections between pre- and post-institutionalisation phases of policymaking
processes (Bailey et al., 2017; McGuirk et
al., 2022; S�rensen & Torfing, 2011). We thus echo Temenos�s (2024, p. 527) call to consider the �longer
histories of experimentation� to argue for a deeper engagement with policy
experiments if we are to grasp the full scope of policymaking processes.
Over the last two decades, several
interrelated strands of work have explored the role of policy experiments in
shaping policy futures, ranging from political science/public administration to
geographical studies on environmental/urban governance. Despite differing
ontological and epistemological foundations, these fields can enrich policy
mobilities studies. In political science/public administration, policy
experiments are test-bed instances that often emerge as part of normative-prescriptive
policymaking frameworks to evaluate �what works� before policies are institutionalised
or scaled up nationwide (Hartley, 2005; Vreugdenhil et al.,
2012). In this sense, political science/public administration studies have examined
how public sector innovation laboratories function as arenas for testing,
demonstrating and iterating new policy ideas in the early stages of
policymaking processes (Criado et al., 2021; McGann et
al., 2018). However, some of these studies question whether these laboratories effectively
influence the making-up of public policies (Ferreira & Botero, 2020). Conversely, others have been far more positive, such as Vreugdenhil et
al.�s (2012) study of a South African coastal management pilot program that achieved
nationwide policy diffusion and Lee and Ma�s (2020) findings on innovation laboratories in the UK, Denmark and Singapore,
which were instrumental in experimenting with and potentially transferring
policy ideas.
Geographers and urban scholars have recently engaged in similar debates
on how policy experiments can transform environmental and urban policy futures (Bulkeley et
al., 2016; McGuirk et al., 2015, 2022; Scholl & de Kraker, 2021). Central to these studies are urban
laboratories � locally embedded, open and collaborative arenas for learning and
testing new practices � as experimental instances that can drive �social and
technical changes aimed at transforming urban governance� (Voytenko et
al., 2016, p. 47) through policy innovation and
reform (Evans et al.,
2021; Schreiber et al., 2023). For instance, Eneqvist &
Karvonen (2021) found that experimental governance
in Stockholm�s sustainability transitions improved urban policymaking and
informed long-term policies, while Hodson et al. (2018) demonstrated that experimental cycling
initiatives in Manchester�s Oxford Road elevated cycling to a strategic
priority at the city-region level. These examples illustrate how urban policy
experiments, whether successful or not, are valuable arenas for cities and
policymakers to learn from.
Though internally differentiated, strands of
work in political science/public administration and geography/urban studies
share key commonalities in examining policy experiments. Both fields recognise that
policy experimentation, whether successful or not, fosters policy innovation
and learning, potentially leading to new or revised policy futures. Collectively,
they agree that policy experiments are essential to regular policymaking,
particularly in its early stages, serving as �test beds� that inform agenda
setting and the formulation of policy ideas prior to their formal
adoption. While these insights are generative, we contend that policy
experiments are not limited to these early stages of policymaking but instead
transverse and connect multiple stages of policymaking, spanning both pre- and
post-institutionalisation phases. This nuanced perspective underscores the need
to address how policy mobilities studies have largely overlooked the ethos of
policy pilot programmes in shaping policy futures across different policymaking
phases and temporalities (Montero
et al., 2023). To bridge this gap, the following discussion examines
a well-known policy best practice to explore how the wider politics of
experimentation (Bulkeley
et al., 2016) and their resonances in the politics of
learning and policymaking (Evans
et al., 2021) across multiple temporalities can deepen our
understanding of policymaking as inherently indeterminate, open-ended and
processual.
III.
EXPERIMENTAL
URBAN POLICIES: PILOTING BUSINESS IMPROVEMENT DISTRICTS IN SOUTHERN EUROPEAN
CITIES
Recent
decades have seen BIDs becoming a prominent economic development policy
circulating in multiple trans-urban policymaking circuits (Silva et al.,
2022; Ward, 2007). They are business-led public-private
partnerships where property and business owners in a designated area of a town,
city, commercial, industrial or tourism district collectively fund services to
enhance the vitality and viability of these areas. Despite their wide adoption in
various places, BID governance schemes vary significantly in form and function.
For instance, in the US and Germany, contributions are compulsory for all
property owners, while in England funding is sourced from business occupiers. These
examples of BID trans-local adoption clearly emphasise
the neoliberal turn in urban policymaking, wherein businesses increasingly
influence urban politics (Michel &
Stein, 2015; Ward, 2007).
In
the face of an increasing private sector involvement in urban politics, policy
mobilities studies have suggested that policy circulation often occurs between
places with similar politico-institutional infrastructures. BIDs are a prime example of this, as
they have traditionally emerged in countries at the forefront of neoliberal
reforms (Silva et al.,
2022; Ward, 2007). However, we should not assume that
policy circulation is restricted to more neoliberal contexts. For instance, BIDs
have been recently explored in countries with more moderate or centralised politico-institutional frameworks, such as
Sweden, Denmark, Spain and Portugal (Richner &
Olesen, 2019; Silva et al., 2024; Valli et al., 2024). This raises questions about
whether the BID policy, originally created in more neoliberal contexts like the
US, is fully suitable for environments with strong, influential welfare states.
These instances provide fertile grounds for enriching the theorisation of
how neoliberal policy futures circulate and arrive at more centralised, less
liberal, contexts. In these contexts, policy experiments tend to emerge as
productive, evidence-based �pathfinders� to test particular
policies-from-elsewhere and their potential translation into particular �local�
contexts (Donaghy et
al., 2013). Drawing on recent policy
mobilities scholarship, this article examines three BID pilot programmes as
case studies: one conducted in 2017 in Barcelona before formal policy adoption,
another initiated in 2022 in Greater Barcelona after policy adoption, and a
nationwide programme launched in Portugal in 2022 before formal adoption. These
cases are used �to explore how the genetic interconnectedness of urban
processes and outcomes can be mobilized � to critique and extend concepts in
urban theory� (Robinson, 2018,
p. 221). In particular, we
make two arguments. First, policy experiments play a crucial role in shaping policy
learning, mediation and translation across multiple stages of the policymaking
process. Second, these experiments serve as significant policymaking instruments,
particularly when policies rooted in specific ideological stocks are
constructed and potentially introduced into singular political-institutional
and socio-spatial contexts.����
To
support our arguments, we draw on a posteriori comparisons (Montero &
Baiocchi, 2022) to examine the
resonances of three BID pilot programmes
in a city-region in Spain (Greater Barcelona) and a city-region in Portugal
(Greater Lisbon) on policymaking processes over time. By juxtaposing these programmes, we explore the multifaceted nature of policy
pilot initiatives, revealing the social, material and discursive practices
involved in policy learning, mediation and translation across the various stages
of policymaking. In particular, we explore these issues through four
overarching practices, emerging out of the relevant academic literature and
grounded in the semi-structured interviews and documentary analysis conducted
on three distinct BID pilot programmes (Evans et al., 2021; Scholl & de Kraker,
2021; Voytenko et al., 2016):
(i) Concept testing, where pilot projects showcase
the feasibility and expected effectiveness of new policy ideas; (ii) Generative
learning and knowledge exchange, emphasising how
policy experiments foster mutual learning and knowledge co-creation among
diverse stakeholders; (iii) Stakeholder engagement, which examines how pilot programmes build local support and legitimise
policy ideas; and (iv) policy translation, examining how pilot programmes may influence the nature and extension of policy
adaptation and implementation within specific �local� contexts.
These practices
are, of course, neither teleological nor hermetically separate. Rather, we argue
that their assemblage serves as a productive heuristic framework for examining
how policy experimentation programmes contribute to the �making-up�
of policies in particular �local� contexts over the various stages of
policymaking processes.
��
1.
Experimenting
with BIDs in Greater Barcelona, Spain
Case background. In December 2020, the Government of Catalonia institutionalised the BID
policy in Greater Barcelona, marking it as the first city-region in Southern
Europe to formally adopt this economic development programme. This decision
concluded over two decades of multiple �starts-and-stops� in the learning, mediation
and translation of BIDs to the region. Initial attempts to translate them mirrored
the experiences of other countries, with regional and local policymakers and
business elites undertaking study tours to US cities such as New York,
Philadelphia and Washington in the early 2000s (Cook, 2008;
Michel & Stein, 2015). These tours, part of a broader set
of informational infrastructures, allowed delegates to observe BID operations firsthand
and �strongly influence would-be tourists� mental maps � from which positive
lessons might be drawn� (Baker &
McGuirk, 2019, p. 565). However, the bottom-up nature of the
US BID �model� was rendered immobile as it overtly conflicted with the centralised
politico-institutional regime found in Southern European contexts. Indeed, many
acknowledged that adopting such a private-led approach in Greater Barcelona
would require intensive and time-consuming adaptation. Yet, rather than
abandoning the BID concept, policymakers from Barcelona decided to redraw their
learning routes by expanding their functional and formal references to include BIDs
in England and, more recently, Germany (Silva et al.,
2024).
As with any policy, the formal adoption of BIDs in Greater Barcelona did
not occur in isolation. It reflected a longstanding policy demand to safeguard the
Catalan business model (small, independently-run businesses) from the growing challenges posed by out-of-town and
online shopping (Carreras et
al., 2021). This demand side is evident in earlier
measures, such as the 2000 tax on large commercial establishments, urban planning
restrictions on medium and large retail units, and the recent �Amazon Tax,�
which imposes levies on major e-commerce companies operating in Barcelona (Culpepper &
Thelen, 2019). However, perhaps more importantly,
the adoption of BIDs also emerged to address the well-documented drawbacks of previous
public-private partnership initiatives, particularly the public-led and
voluntary-based funding structure of Town Centre Management (TCMs) schemes (Cook, 2008;
Frechoso-Remiro & Villarejo-Galende, 2011; Ward, 2006).
Concept testing. The BID programme was socially constructed as �successful� and
�transferable� among regional policymakers and local business elites through
various informational infrastructures, such as international study tours and
BID conferences. However, these actors soon acknowledged that their reference
points (the BID �models� from elsewhere) were far removed from the �local�
realities of Greater Barcelona. They believed, for instance, that the
private-led approach of BID �models� required significant political labour to
translate and embed within a more state-centric politico-institutional context (Silva et al.,
2024). For these reasons, the
introduction of BIDs in Greater Barcelona did not start or stop with the
passing of the enabling legislation. Instead, it involved a series of policy experiments
that shaped the learning, mediation and eventual translation of the BID
programme to the local context. This process began in November 2016, when the
Barcelona City Council commissioned the University of Girona to conduct a public-sponsored
BID pilot programme in two neighbourhoods (Born and Sant Andreu) to generate
socio-technical knowledge before drafting BID legislation (Pareja, 2017). Of course, the selection of these
two districts in Barcelona was deliberate, reflecting a consensus between local
authorities and two city-wide business associations, Barcelona Oberta
and Barcelona Comer�. By selecting Born, a
tourism hub, and Sant Andreu, a residential neighbourhood, this pilot programme
explored the permeable and adaptable nature of the BID policy in distinct local
contexts. At the same time, it aimed to demonstrate that BIDs could be tailored
to meet the unique needs of diverse neighbourhoods within Barcelona and beyond (Pardo, 2017). This overarching practice echoes
similar BID pilot programmes in England (Cook,
2008;� Ward, 2006) and Scotland (Donaghy et
al., 2013; Peel & Lloyd, 2005), where pilots were selected to test
the policy concept across different locations and then assist central
governments in crafting BID regulations. Indeed, as the then President of Barcelona
Oberta stated in an interview:
The pilot experiments [in Born
and Sant Andreu] will last about two years, which is the remaining time of the
current legislature in Barcelona, and the idea is to pressure the State to
legislate in favour of these management tools to
[formally] implement them later (Pareja, 2017)
Generative learning and knowledge exchange. In translating such a policy concept to a more centralised setting, this
policy experimentation programme also served as a critical platform for learning,
knowledge sharing and building stakeholder support. In particular, and echoing
some studies on experimental governance (McGuirk et al., 2015, 2016), these policy experiments functioned as powerful public-private forums
(or �talking-shops�) and learning mechanisms, educating local, regional and
even national stakeholders about the BID concept, alongside its formal and
functional implications. Learning and knowledge-sharing initiatives included presentations,
round-tables and workshops in which, in addition to �best practices� from BIDs
elsewhere, public and private stakeholders were exposed through hands-on
experiential learning to particular policy ideas (Asociaci�n Espa�ola para la Gerencia de
los Centros Urbanos [AGECU], 2017). In particular, local stakeholders in Born and
Sant Andreu were brought together to identify issues facing their shopping
districts, prioritise place-making actions through the assembling of a local
business plan and estimate its implementation costs. For example, executive
figures from the Sant Andreu business association actively championed BIDs as
�meccas� to declining public and private sector funding and as ways to promote
the local �business climate� (Interview #12). However, throughout these
informational infrastructures, some local stakeholders raised concerns about
the socio-legal viability of certain formal aspects of the BID policy,
particularly the introduction of an �additional tax� over business rates. This
raised generative discussions that the local state, rather than private
businesses, should be the primary stakeholder in enhancing the vitality of
shopping districts. As such, these experiments provided �hands-on� pedagogical
opportunities for those locally involved in, or perhaps those observing, the
policy experiments to build explicit and tacit knowledge. They also produced new
understandings of the fundamentals of the BID policy in Barcelona and beyond,
while in some cases resisting established notions (AGECU, 2017; Landau, 2021):
When we [consultants] started
to introduce the topic of a mandatory levy for the designated area, fears
arose. But once they [retailers] understood what it could be used for, they
went from sceptics to evangelists! (Interview #8, BID consultant)
Stakeholder engagement. This quotation also implicitly underscores the foundational role of
introducing �local� experiments prior to BID policy adoption as a platform to
rethink entrenched power-laden geometries and institutional arrangements
governing shopping districts. Perhaps attempting to emulate the learning
outcomes of BID policy experiments in England, the experimentation with BIDs in
Barcelona in the early stages of policymaking provided a critical ground for
reimagining public-private partnerships and fostering previously uncommon forms
of collaboration in urban governance (Cook, 2008;
Ward, 2006). In the Southern European context,
where businesses often see the local state as the most relevant stakeholder in
urban politics, these efforts represented a significant point of departure. As
in England and Scotland, these pilot experiments mobilised and created social
capital by building networks of trust and shared purpose among public and
private stakeholders (Donaghy et
al., 2013; Montero, 2016; Ward, 2006). This collaborative approach not
only raised awareness of the challenges and opportunities facing shopping
districts but also laid the groundwork for introducing BIDs as institutional
mechanisms to channel private sector involvement towards the solution of public
issues. By bringing diverse stakeholders together, the policy experimentation
programme was used to outline the relevance of collective action and the value
of public-private partnerships in tackling shared urban challenges. Ultimately,
these pilot efforts were indicative of the potential for social capital
development as ways to redefine the geometries of public-private collaboration
in urban governance and, of course, provide a roadmap for embedding entrepreneurial
policies within more centralised politico-institutional contexts (Pardo, 2017;
Silva et al., 2024).
Policy translation. Unsurprisingly, then, the experiences of BID pilot schemes in Barcelona during
the early stages of policymaking played a pivotal role in the re-embedding of
the BID policy. This pilot programme, which did not
fully adhere to formal aspects such as mandatory levies, assisted the
Government of Catalonia in drafting and refining BID regulations in subsequent
years, as it did in many other countries (Cook, 2008;
Donaghy et al., 2013; Peel & Lloyd, 2005; Ward, 2006). Drawing on this �hands-on�
experiential learning, working groups and consultive committees were established.
These groups brought together regional and national public and private sector
stakeholders, BID consultants, retail experts and academics. As one participant
in these working groups explained:
This was the working group
that organised the pilots. Then, to ensure all stakeholders and sectors that
might have an interest were informed and to gather their opinions and sense
reactions, we formed a larger consultive group and met regularly � All of this
was to ensure that all stakeholders were considered and to understand their
reactions and collectively find a way to adapt the BID �model� to our reality.
Their task was to discuss how the relationally constructed BID policy could
be re-embedded into Barcelona's socio-spatial and politico-institutional
context and beyond. This comprehensive and collaborative approach underscored the
value of policy experiments as productive foundations for reflecting upon how
the BID policy could be reconstituted. Of course, this process was neither
linear nor neutral. Instead, it was inherently power-laden and selective, with
certain discourses, practices and stakeholders being amplified while others were
sidelined (Montero, 2016;
Papanastasiou, 2024). In this context, for example, some
food distribution chains involved in the committees exerted significant
influence over the wording of the formula that was ultimately used to calculate
the mandatory BID levy.
While insightful and generative, the experimentation with the BID policy
in Greater Barcelona further provides interesting insights into the �longer
histories of experimentation� (Temenos, 2024,
p. 527) and the multiple stages and
temporalities of policymaking. In particular, it demonstrates that policy
experiments are mechanisms not confined to the early stages of policymaking but
that they transverse multiple stages of policymaking, spanning both pre- and
post-institutionalisation phases (Bailey et
al., 2017; Lovell et al., 2023; Montero et al., 2023). Under these circumstances, and
after many �starts-and-stops�, the formal adoption of the BID policy took place
in December 2020 and catalysed the creation of
government-funded pilot schemes across the city-region in the following years (Silva et al.,
2024). It is to these programmes
and their broader implications that we now turn.
Concept testing. While some might have expected policy institutionalisation to mark the
final stage of policymaking, it instead became a fertile ground for
experimenting with the BID policy within the framework of �actually-existing�
regulations. This ensured a structured and regulated approach to its further
implementation across the city-region. Following the establishment of a
regional BID framework, two state-led BID pilot programmes were introduced,
with financial and technical, consultant-based support provided to selected
shopping and industrial districts ( Subsidies for
Trade, Services, Handicrafts and Fashion Entities and Businesses: 2022 Call [CCAM],
2022; Diputaci� de Barcelona [DIBA], 2022). Taking stock of such financial
support, a range of consultancies and corporate interests have emerged,
recognising the profitable opportunity to package and promote BIDs as scalable
and desirable solutions. These actors offer �ballot-ready� services to
facilitate the local roll-out of the BID policy across many locations. However,
rather than acting as neutral policymaking instances, the selection of these
pilot schemes was, of course, highly calculative and political. Echoing the
practices from elsewhere, selected pilot BID schemes and their re-embedding
mechanisms were deemed to be on-the-ground �concept demonstrators� for further scaling-up
the BID policy (Cook, 2008;
Donaghy et al., 2013; Valli et al., 2024). Put simply, they were politically
constructed and promoted as �referencescapes�,
sources of pride, spectacle and legitimacy, from which others in Greater
Barcelona and perhaps further afield could learn. As one international BID
consultant explained:
When identifying these pilots
[schemes], we need to be blunt and determine which areas are truly going to
work. The last thing we want is to run a pilot in an area where it won't
succeed, as this would create a bad image and reputation for the BID model.
Generative learning, knowledge exchange, and stakeholder engagement. Like the 2017 pilot programme before
policy institutionalisation, the �actually-existing� BID
experiments in Greater Barcelona have also acted as generative learning
instances for educating and exposing the local stakeholders to the formal and,
particularly, functional implications of the BID policy. Local business groups
were encouraged to work directly with local authorities, involving a structured
approach to comparative learning and experimentation with the BID policy (Valli et al.,
2024). This process progressed from
introductory understanding to hands-on management and consultancy support,
helping local stakeholders to decode socio-legal and operational frameworks.
This approach was crucial in addressing resistance and contradictions from particular
stakeholders while positioning the BID concept as dependent on support among a
committed group of local stakeholders (Bulkeley et
al., 2016; Scholl & de Kraker, 2021). Local stakeholders transitioned
from theoretical knowledge to practical management skills, sharing knowledge to
validate the BID concept and foster stronger commitment and advocacy for its
broader implementation. Recurring formative training sessions and consultancy
assistance aimed to clarify operational aspects and potential benefits. Echoing
trajectories from elsewhere, these efforts were meant to make pilot schemes
�ballot-ready� and ultimately feature them in good-practice guides (Cook, 2008;
Donaghy et al., 2013). Notably, these underscore the
dynamics of learning, education and experimentation, demonstrating how power
dynamics, ideological influences and negotiation processes influence policy
knowledge production.
Policy translation. As we have seen, the process of translating BIDs into Greater Barcelona
did not stop with the construction and wording of BID regulations in the early
stages of policymaking processes. Instead, and echoing contributions emerging
from experimental environment governance studies, ongoing policy experiments
have provided opportunities to evaluate these policies and ultimately reflect
upon the need to conduct further mutations to the form and content of
already-institutionalised policies (Baker &
Temenos, 2015; Temenos et al., 2019). Apparently, the formal experimentation of the
BID policy in Greater Barcelona has illumined practical issues and policy
features requiring additional refinement, which may not have been apparent in
earlier policymaking stages or pilot experiments before policy
institutionalisation. This underscores that policies are not static, �ready-made�
products, even after formal institutionalisation. Rather, they are complex,
iterative and mutable apparatuses, continuously evolving to respond to new
insights and changing conditions. Such practices illustrate the inherently indeterminate,
open-ended and processual nature of policymaking, as they highlight the fluid
and evolving nature of how policies are continuously made and re-made over time
(Montero et
al., 2023; Temenos, 2024; Wood, 2015). As one interviewee noted: �����
The [enabling]
legislation was passed with everyone's consensus, meaning that the private
sector didn't object much � The important thing was to have a law.
Later, we can make the necessary modifications for it to thrive, because I
think everyone is aware that the law has problems �. After these pilots, we
will see some [policy] changes.
2.
Experimenting
with BIDs in Greater Lisbon, Portugal
Case background. Whilst BIDs have been formally experimented with and institutionalised in
Greater Barcelona, their introduction in Portugal is more recent, informal and
open-ended. The �demand side� mirrors the histories found in other contexts (Cook, 2008;
Frechoso-Remiro & Villarejo-Galende, 2011; Silva et al., 2024). It stemmed from Portuguese
government programmes like SIMC (Incentive System for Commerce Modernisation,
1991), PROCOM (Support Programme for Commerce Modernisation, 1994) and URBCOM
(Incentive System for Commercial Urban Planning Projects, 2004) assembled to revitalise
shopping districts following the liberalization of out-of-town retail. Apparently,
these programmes were largely ineffective in delivering long-term benefits (Fernandes,
2023; Guimar�es, 2016). Academic research also highlighted that public-private
partnerships, including many TCM schemes, heavily relied on public funding and voluntary
private donations, which hindered their wider revitalisation ambitions (Guimar�es,
2018).
In response, an alternative mechanism was necessary to provide
sustainable, long-term funding for TCM schemes, leading to the idea of
introducing BIDs in Portugal. Interestingly, the policy idea first emerged as a
policy recommendation in the 2014-2020 Urban Regeneration Strategy Action Plan
for Vila Franca de Xira, which was commissioned by a
group of urban academics (C�mara
Municipal de Vila Franca de Xira, 2015). Here, academics discursively
constructed BIDs as a trans-local mobile policy worth emulating to foster urban
revitalisation and ensure collaborative, sustainable management of shopping
districts through public-private partnerships. While the local authority
supported this initiative through financial and technical assistance, its material
roll-out failed due to the absence of legal frameworks to enforce mandatory BID
levy contributions. However, rather than abandoning the BID concept, this material
failure further highlighted the pivotal role of academics as policy mobilisers.
In particular, they initiated a series of funded
research projects to explore the feasibility of alternative urban governance
models, transforming some shopping districts in Greater Lisbon into
experimental policy laboratories. Among these projects, the PHOENIX project
(Retail-led Urban Regeneration and New Forms of Governance) at the University
of Lisbon stands out as a milestone in policymaking processes. Here, triple
helix collaborations emerged, with public (central and local government),
private (businesses) and academic sectors collaborating to explore how
governance innovations could be translated into local shopping districts.
Under these circumstances, the Portuguese experience underscores the
role of universities in mobilising policy ideas and knowledge, despite initial
setbacks. Their involvement in policy tourism initiatives has been noteworthy (Andersson &
Cook, 2019; Baker & McGuirk, 2019; Montero, 2016). In particular, academics
participated in study tours to English and Scottish towns and cities in 2019
and 2022, observing BIDs firsthand and learning directly from those involved in
their management. These visits were mediated by well-known academics working
with BIDs, whose role was to select �local� BIDs that could showcase to their
Portuguese peers what works and what does not. These initiatives included study
tours hosted by BID directors, and conferences/meetings with academics and
practice-led national organisations, such as the Institute of Place Management
and Scotland�s Town Partnership. Collectively, these policy tourism initiatives
served as powerful forms of experiential learning, providing academics with examples
and narratives that acted as benchmarks and legitimisers back home.
Academics then circulated such evidence-based knowledge with those
participating in the research project. They also leveraged their intellectual networks
and organised seminars where other academics shared their explicit and tacit
knowledge. For instance, in February 2020, Barcelona�s 2017 BID pilot programme
coordinators were invited to Lisbon to discuss the formal and functional
aspects of BIDs and their potential translation to Spain with academics,
policymakers and private stakeholders (Centre of
Geographical Studies, 2020). Their PowerPoint presentations, which
assembled experiences generated from elsewhere, extended beyond the conference
room and were circulated further through uploads and downloads via digital-mediated
platforms (Cook &
Ward, 2012; Ward, 2024). Apparently, this cross-pollination
of knowledge created a persuasive informational infrastructure that resonated
with the social and political construction of the BID policy nationwide. As one interviewee noted:
The role of those [Barcelona�s
2017 BID pilot programme coordinators] was to enable me to send the PowerPoint
to the Secretary of State [for Retail, Services and Consumer Defence], and I
said to him, �Look, they are already doing this [BIDs] in Spain�. And he said,
�This is very interesting. Let�s do it�. I also sent him the PHOENIX project �
Those were the two documents I sent him. �
Yet, as one might expect, the COVID-19 pandemic slowed down (and in some
cases stopped) the making-up of BID policy futures. Following COVID-19, however, the idea of
introducing BIDs has been cemented through Portugal�s Recovery and Resilience
Plan (PRR)[i],
to which academics contributed. This was substantiated through the development of
Digital Retail Neighbourhoods (BCDs), aimed at revitalizing shopping districts
by integrating digital technologies, new business models and marketing
campaigns for small and medium-sized enterprises ( Dire��o-Geral das
Atividades Econ�micas [DGAE], 2022). However, rather than replacing brick-and-mortar
environments with purely digital ones, BCDs aim to create phygital places, transforming
shopping districts into a set of click-and-mortar premises (Paiva &
Maia, 2024; Silva & Cachinho, 2021). Academics from the PHOENIX project
played a pivotal role, alongside the central government, in framing what BCDs
might look like both formally and functionally by assembling experiences and
evidence from elsewhere.� �
Concept testing. Though their remits vary from one location to another, we might think of
BCDs as experimental instances initiatives for introducing the BID concept to
both local and national stakeholders. They serve to gauge the
politico-institutional climate and test whether, and in what ways, the formal
and functional features of BIDs can be re-embedded into Portugal�s more
centralised politico-institutional context. Unsurprisingly, then, the practice
of concept testing and the policy framework guiding the making-up of BCDs mirrors
many of the key principles found in BIDs (DGAE, 2022). First, BCDs operate within clearly
defined areas where public and private stakeholders collectively identify the
challenges facing their districts. Second, while BCDs are initially funded
through public mechanisms such as the PRR, they experiment with strategies to
attract and sustain private investment, ensuring the continuity of their
activities. This is crucial in assessing whether these initiatives can
transition into self-financing entities, much like BIDs. Third, BCDs foster
institutional experimentation by redrawing conventional power geometries through
public-private partnerships and encouraging greater private-sector involvement
in urban politics.
These features highlight the intensive social and political labour
required to adapt a neoliberal policy to more centralised
politico-institutional settings, where the public sector traditionally governs
urban matters. As in other contexts, the selection process for BCDs explicitly
aimed for geographic diversity, with locations ranging from large metropolitan
areas to smaller towns. This is meant to demonstrate the potential permeability
and plasticity of the BID concept in diverse local contexts while still
aligning with a centrally-prescribed territorial cohesion framework (Cook, 2008;
Donaghy et al., 2013; Peel & Lloyd, 2005; Ward, 2006). In this way, BCDs act as
experimental instances before policy institutionalisation, offering an
�on-the-ground� platform to discuss and showcase alternative institutional
arrangements, such as BIDs, that may ensure the long-term sustainability of
place-based initiatives.
Generative learning and knowledge exchange. In addition to their role in concept testing, BCDs
serve as key arenas of policy learning and knowledge exchange, where public and
private stakeholders collaborate within and between shopping districts to
better understand the practicalities of potential policy futures and new modes
of governance. These socio-technical relations involve assembling people-materials-knowledge
through trans-local informational infrastructures that facilitate the exchange
of experiences, ideas and knowledge. These include collaborative learning
sessions, such as network events, public forums and workshops, where expertise
is shared through textual, verbal and visual means. Here, local stakeholders with
different expectations discuss local issues and desirable futures, acquire
hands-on skills and reflect on their own governance practices (Silva &
Cachinho, 2024). These infrastructures impact how implicit,
explicit and tacit knowledge is streamlined and circulated among BCD
stakeholders and external experts (Andersson &
Cook, 2019; Baker & McGuirk, 2019; Cook & Ward, 2012). For example, these informational
infrastructures facilitate debates around local issues, disseminate firsthand
experiences and potentially legitimize existing/future governance frameworks (fig.
1). Likewise, external experts, including academics and central government
representatives, have also encouraged learning-at-distance and networking
forums (Ward, 2024), allowing cross-BCD knowledge-sharing.
Notably, these sites of encounter and persuasion highlight the complex politics
of learning, education and experimentation of public policies, emphasising how power-laden
processes, ideological influences and negotiation processes shape the
production and circulation of policy knowledge and ultimately inform the
institutionalisation of BIDs.
Fig. 1 � Business Plan of the Digital Retail
Neighbourhood of Vila Franca de Xira 2024-2025. Note
on the future after 2025: �The aim is to evolve into a Business Improvement
District (BID), involve all stakeholders, and develop action plans in
collaboration with retailers and economic agents�.
Fig. 1 � Plano de a��o estrat�gico do Bairro
Comercial Digital de Vila Franca de Xira 2024-2025. Nota sobre o futuro ap�s
2025: �O objetivo � evoluir para um Business Improvement
District (BID), envolver todos os stakeholders
e desenvolver planos de a��o em colabora��o com os comerciantes e agentes
econ�micos�.
Source: C�mara
Municipal de Vila Franca de Xira, n.d.
Stakeholder engagement. In a related way, BCDs aim to build local coalitions among public
authorities, businesses and communities, encouraging institutional
experimentation to identify the presence of local policy entrepreneurs and the
development of a partnership-working culture within, and between, public and
private sectors. By providing a platform for stakeholders to discuss local
concerns and solutions, BCDs were politically constructed as instances to
promote co-creation as a standard practice through which place-based
interventions are articulated and enacted. Indeed, the range of anchor
participants (local authorities and business associations) and the
governance structure of each BCD serve as gateways to smooth conflicts and
reframe power dynamics. This is particularly important as the emergence and
experimentation of new policy ideas may create or widen existing conflicts
amongst local stakeholders �who coordinate and prioritize different policy
objectives, juggling diverging values or expectations as well as unequal
material and personnel resources� (Landau, 2021). In contexts marked by centralised decision-making infrastructures and uneven
state-market power dynamics, BCDs should function as testing grounds to rethink
conventional, hierarchical power geometries traditionally shaping urban
policymaking, while experimenting with new forms of multi-level
governance (Fernandes,
2023; Guimar�es, 2016). As one academic argued:
That�s why, in the commercial
urbanism projects [PROCOM and URBCOM], the leading figure was always the
president of the local authority, and in projects where the president of the
local authority didn�t get involved, the retailers didn�t give much credibility.
[Their thinking] was simply, �Do we have [access to] the [public] money? When
is the [public] money coming?
Policy translation. Echoing the 2017 pilot programmes in Barcelona prior to policy
institutionalisation, the learning outcomes emerging from BCDs are poised to provide
the central government and representatives from business associations with valuable
politico-institutional and technical knowledge that could either animate or thwart
the translation of BIDs to Portugal. In this sense, BCDs should be viewed as
experimental grounds where policymakers can critically examine what works and
what does not, and determine necessary politico-institutional and policy
adjustments (Baker &
Temenos, 2015; Temenos et al., 2019). For example, as BCD initiatives
rely on public funding and are time-bound, their long-term viability and
scalability may require the formal institutionalisation of some socio-material
arrangements, such as mandatory levies. This has led some BCDs to discursively
frame their full-fledged BIDs as part of their future governance strategies (fig.
1). This underscores the foundational role of BCDs in discursively and
potentially materially shaping policy mobility and translation processes,
particularly in adapting neoliberal policy repertoires to more centralised political-institutional
contexts, as it did elsewhere (Cook, 2008; Silva et al.,
2024; Valli et al., 2024; Ward, 2006). As one �middling� technocrat put it:
We will be following the
ongoing BCDs, and we would expect that this [the BCD initiative in the PRR]
would be completed before conducting the overall evaluation and determining if
it makes sense, and what kind of sense it would make [to institutionalise
BIDs]. For me, this [legal framework] makes perfect sense, even if it�s just
something basic and minimal.
IV.
CONCLUSION
In concluding, it is useful to revisit the quote with which we began this
article. It outlined how NYC�s containerised waste bin experimental programme,
initially aimed at cleaning sidewalks in business districts and residential
areas, evolved into a formal public policy to enhance urban competitiveness by promoting
clearer streets and a more pleasant business climate. This opening vignette is an
invitation to rethink some of the theoretical and empirical orientations in urban
policy mobilities studies. While such studies have been particularly generative,
we argue they have inadequately addressed the full spectrum of processes shaping
the multi-temporal, multi-lateral unfolding of the multiple stages of policymaking.
By integrating insights from political science/public administration and
geographical studies on environmental/urban governance, this article offers a
more nuanced approach. It argues for the need to take policy experiments and
the politics of experimentation seriously, particularly in terms of their
potential impact on policy learning, mediation and translation. Drawing on three BID policy
experimentation programmes in two Southern European contexts, we introduced four
overarching practices that illustrate how these experiments serve as mechanisms
connecting multiple policymaking stages. In particular, they
shed light on the intersections between the pre- and post-institutionalisation
phases of policymaking processes. These insights provide meaningful contributions
to urban policy mobilities studies that argue for a processual, open-ended and
non-linear approach to studying policymaking processes.
First, this article highlights the importance of considering the full
range of social actors involved in producing, moving and experimenting with policies.
While existing literature on urban policy mobilities has overtly focused on
elite policy actors, it has often overlooked the pivotal role that academics
play in shaping and circulating policy knowledge (Baker et al.,
2020; Jacobs & Lees, 2013). This article shows that academics
are also social actors in framing and circulating policy knowledge across
various contexts. In order to understand the
conditions under which policy ideas are potentially learned, mediated and
translated, it is useful to consider the social labour and the discursive and
material practices that academics engage in. Apparently, their involvement in
policymaking is increasingly prominent, particularly with the rise of community
geography (Shannon et
al., 2020), which emphasises socially
relevant, embedded scholarship. This approach facilitates collaborative efforts
among academics and other actors, thereby fostering policy innovation and
reform in policymaking (Evans et al.,
2021; Hodson et al., 2018; Schreiber et al., 2023). As policymaking is inherently
political and contingent on specific contexts, academics must remain attuned to
the wider calculative agendas and complex networks underpinning policy learning,
mobilisation and experimentation. This interaction is not devoid of ethical
dilemmas, as scholars must reconcile their roles as researchers, active
participants in policymaking, and sometimes independent consultants. Balancing
competing agendas, ideologies and the power-laden geometries that influence policy
mobilisation requires a high degree of reflexivity and positionality. Critical
self-awareness is essential for maintaining research integrity and ensuring
that academics� contributions to policymaking remain ethically sound and
socially responsible.
Second, the article invites policy mobilities scholars to conceptualise
policy experimentation as an integral part of regular policymaking, not
confined to particular stages and temporalities
wrapping up policymaking processes. Building on and extending Lovell et al.�s
(2023) argument, the article critiques the
intellectual tendency in policy mobilities studies to focus on discrete
policymaking stages, either a priori or a posteriori policy
adoption. It further argues for a more indeterminate, multilateral and
open-ended conceptualisation of policymaking processes in situating policy
experiments as mechanisms that connect multiple policymaking stages and
temporalities (Robinson, 2015;
Valli et al., 2024). Bringing the politics of
experimentation into view involves understanding how experimentation can fundamentally
influence policy learning, mediation and translation over various stages and temporalities
(Montero et
al., 2023; Wood, 2015). While policy experimentation is
often associated with a priori policymaking stages, this is not always
the case. Indeed, policy experimentation sometimes occurs after policy
institutionalisation. This ontological approach to policy experimentation requires
scholars to engage with �the longer histories of experimentation� (Temenos, 2024,
p. 527) to uncover the intricate webs of
experiments, failures and alternatives shaping policy circulation and adoption.
The article introduced a heuristic framework comprising four overarching
practices: concept testing; generative learning and knowledge exchange;
instances of institutional and behavioural change through stakeholder
engagement; and laboratories of policy translation. These practices illuminate
how policy experimentation contributes to various stages and temporalities of
policymaking. Notably, we have seen these practices emerging both before and
after policy institutionalisation in Greater Barcelona, while their use in
Portuguese city centres on gauging the politico-institutional climate and deciding
the rendering mobile or immobile of particular BID
policy features.
The final point speaks to the focus of this special issue. Through a
conjunctural reading of the experimenting with a mobile economic development
policy, this article cautions against linking policy circulation solely to neoliberal
contexts. Recently, neoliberal policies have increasingly emerged in traditionally
centralised politico-institutional (Richner &
Olesen, 2019; Valli et al., 2024). In such settings, transforming
policy actors �from skeptics to evangelists�, as one
interviewee put it, becomes more complex due to increased uncertainties, resistance
and contradictions (Landau, 2021). Clearly, in these more centralised
places, the policy work of experimenting with neoliberal policy repertoires
becomes particularly valuable, as state-led archetypes and geometries persist
in urban policymaking. These places mirror much of the formal and informal
experimentation with the BID policy in Southern European cities. In some ways, they
invite a rethinking of the role of the national/regional states in urban
policy mobilities studies, illustrating how these scales remain intertwined in the
making of urban policies (Andersson &
Cook, 2019; Lorne, 2024; Silva et al., 2024). For instance, we have seen how
government-funded pilot programmes, some of which were made possible through
European Union funding, have facilitated the learning, mediation and, in the
case of Greater Barcelona, the reconstitution of the BID policy. These policy
experiments have reframed existing public-private collaboration and demonstrated how policy experiments
contribute to the learning and mediation processes involved in the translation
and institutionalisation of policies.
ACKNOWLEDGMENTS
The authors would like to thank
the constructive comments provided by two anonymous reviewers, which
significantly enhanced our arguments. Thanks to Kevin Ward for reading an
earlier draft of this article. Diogo Gaspar Silva acknowledges the Portuguese
Foundation for Science and Technology (grant number: 2020.06080.BD)
and the Luso-American Development Foundation (grant number: Proj.
2023/0053), whose funding supported the writing up of this research. �
ORCID ID
Diogo Gaspar Silva
Llu�s
Frago
AUTHOR`S
CONTRIBUTION
Diogo Gaspar Silva: Conceptualization, Data curation, Formal analysis,
Investigation, Methodology, Resources, Software, Validation, Visualization, Writing
� original draft preparation, Writing � review and editing. Llu�s Frago: Investigation,
Resources.
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Recebido: 03/08/2024. Aceite: 05/02/2025. Publicado: 21/02/2025.
[1] Centre
of Geographical Studies, Institute of Geography and
Spatial Planning, University of Lisbon,
Rua Branca Edm�e Marques, Edif�cio IGOT, Cidade
Universit�ria, 1600-276 Lisboa, Portugal.
E-mail:
diogosilva4@edu.ulisboa.pt
2 Department of Geography, Faculty of History and Geography, University of Barcelona, Barcelona,
Spain. E-mail: llfrago@ub.edu
[i] The Recovery and Resilience Plan is
part of the Portugal 2030 Strategy, framed within the European Union�s Recovery
and Resilience Facility. Emerging to respond to the impacts of the COVID-19
pandemic, it is a temporary instrument that focuses on promoting
sustainability, resilience, and readiness for green and digital transitions.
The Portuguese Recovery and Resilience Plan (2022-2026) aims to encourage enterprises'
digital transition by creating 75 Digital Retail Neighborhoods under the
Component 16.2. (Enterprises 4.0: Digital Transition of Enterprises).